Compliance Risk Heat Mapping & Control Design
Compliance Risk Heat Mapping & Control Design
Compliance risk heat mapping is a structured methodology that enables organizations to visualize and prioritize compliance risks based on their likelihood and potential impact. This approach provides boards and management with clear insight into areas that present the highest regulatory exposure.
When integrated with control design, compliance risk heat mapping serves as a proactive mechanism, ensuring that critical compliance risks are addressed through robust and effective internal control frameworks, supported by Singh Gulati & Associates.
About This Service
Our compliance risk heat mapping and control design services deliver an enterprise-wide perspective of regulatory and compliance exposures. We identify risks across key business functions, assess their severity, and present them through visual heat maps to help management prioritize attention and action.
We then develop practical and cost-efficient controls aligned to each identified risk. These include preventive, detective, and corrective controls integrated into core business processes. All controls are mapped to applicable statutory requirements to ensure comprehensive regulatory coverage.
Our approach ensures that organizational resources are directed toward the most significant compliance risks, while lower-risk areas are managed in a streamlined manner. This risk-based framework minimizes the likelihood of regulatory penalties, heightened scrutiny, and reputational damage.
By combining risk heat mapping with robust control frameworks, Singh Gulati & Associates assists organizations in enhancing compliance governance, building operational resilience, and demonstrating accountability to regulators and stakeholders.
Key Features / Scope of Work
Enterprise-wide identification and assessment of compliance risks
Visualization of risks through impact versus likelihood heat maps
Classification of risks into high, medium, and low priority categories
Design of controls to mitigate high-priority risk areas
Integration of preventive, detective, and corrective controls
Mapping of controls to statutory and regulatory requirements
Recommendations for optimal allocation of compliance resources
Independent reporting to boards and audit committees
- Regulatory Compliance Risk Reviews
- Review of regulatory requirements across business functions
- Assessment of internal processes vis-à-vis statutory obligations
- Identification of compliance gaps and risk exposures
- Compliance Risk Heat Mapping & Control Design
- Advisory for remediation & control implementation
- Reporting framework for continuous compliance monitoring
- Assistance in regulatory inspections and audit readiness
- Support in Business Responsibility and Sustainability Reporting (BRSR)
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