Reporting framework for continuous compliance monitoring
Reporting framework for continuous compliance monitoring
A robust compliance reporting framework ensures that management, boards, and regulators maintain ongoing visibility into an organization’s compliance status. Through structured dashboards, periodic reporting, and defined escalation mechanisms, organizations can monitor compliance obligations in real time and resolve issues before they escalate.
Continuous monitoring not only mitigates regulatory risk but also fosters a culture of accountability, transparency, and proactive governance across all business functions, supported by Singh Gulati & Associates.
About This Service
Our compliance monitoring framework services assist organizations in establishing a structured reporting mechanism that captures critical compliance metrics across all business functions. We design periodic reporting formats, compliance dashboards, and escalation processes to deliver timely and actionable insights.
We align reporting frameworks with statutory requirements under the Companies Act, SEBI regulations, RBI guidelines, FEMA provisions, tax laws, and relevant sector-specific regulations. This ensures consistent tracking and reporting of compliance activities to management and audit committees.
We also support the integration of compliance reporting with technology-driven solutions, enabling automated alerts, real-time status tracking, and risk dashboards that minimize manual intervention and enhance transparency.
Through independent design and advisory support, Singh Gulati & Associates helps organizations build reliable and future-ready compliance reporting systems that strengthen oversight, reduce regulatory exposure, and enhance stakeholder confidence.
Key Features / Scope of Work
Design of structured periodic compliance reports and dashboards
Alignment of reporting frameworks with statutory and regulatory obligations
Real-time tracking and monitoring of compliance requirements
Automated alerts and escalation mechanisms for non-compliance
Reporting structures for boards, audit committees, and regulators
Integration with technology solutions to improve efficiency and visibility
Independent validation of compliance reporting accuracy and completeness
Encouraging a culture of accountability and proactive governance
- Regulatory Compliance Risk Reviews
- Review of regulatory requirements across business functions
- Assessment of internal processes vis-à-vis statutory obligations
- Identification of compliance gaps and risk exposures
- Compliance Risk Heat Mapping & Control Design
- Advisory for remediation & control implementation
- Reporting framework for continuous compliance monitoring
- Assistance in regulatory inspections and audit readiness
- Support in Business Responsibility and Sustainability Reporting (BRSR)
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