Treasury, Forex & Depositories Audits

Our services cover the audit of treasury operations, including investments, fund management, derivatives, and liquidity management, to ensure accurate accounting, effective risk mitigation, and adherence to internal policies and regulatory norms.

We perform audits of foreign exchange transactions, including spot, forward, and derivative contracts, to ensure compliance with FEMA provisions, RBI guidelines, and established internal controls.

We also examine depository operations such as securities settlement, record maintenance, and reconciliation processes to confirm accuracy, control effectiveness, and regulatory compliance.

We prepare comprehensive audit reports outlining observations, discrepancies, risk exposures, and actionable recommendations. These reports act as valuable tools for management, auditors, and regulators to strengthen governance, compliance, and overall operational performance.

Key Features / Scope of Work

• Audit of treasury operations covering investments, derivatives, and liquidity management

• Review of foreign exchange transactions (spot, forward, and derivatives) for compliance with FEMA and RBI guidelines

• Audit of depository operations, securities settlement processes, and record maintenance

• Evaluation of risk management practices, internal controls, and operational efficiency

• Identification of discrepancies, errors, and instances of regulatory non-compliance

• Advisory support on corrective measures and process enhancements

• Preparation of detailed audit reports highlighting findings, risks, and recommendations

• Support to management, regulators, and auditors in decision-making and governance processes